Family Change Theory: Modernization Synthesizes Eastern & Western Family Models

Families evolve at multiple levels.

At least, that’s what Kagitcibasi’s (2007) family change theory suggests.

These levels are defined by cultural orientations, living conditions, and family structures.

Before we delve into this recent research, let’s define the levels of Family Change Theory.

Levels of Family Change Theory

  • Level 1: The first level involves the overall cultural orientation and socio-ecological conditions. Whether it’s individualism versus collectivism or the urban-rural divide, these factors shape the very fabric of family structures (i.e. the close-knit extended families of collectivist societies or the independent nuclear families of individualistic cultures).
  • Level 2: The second level is the heart of family change theory. Here, the structure of families, according to their cultural and socio-economic factors, is centric. From high or low fertility rates to the presence of material and emotional interdependencies, these aspects create certain cultural family dynamics.
  • Level 3: The third level involves the family systems. Here, parents’ socialization values and practices sculpt the developing self and value orientations of their children. The essential distinction between material and emotional interdependencies becomes apparent. In this model, emotional closeness and relationship orientation remain the same, while personal autonomy, no longer a threat, rises according to the modern work environment.

The Study & the Model of Emotional Interdependence

This study focuses on the last level of Family Change Theory: the model of emotional interdependence.

In independent Western cultures, autonomy reigns supreme.

Material and emotional interdependencies are de-emphasized, as modern social security systems offer economic independence.

Meanwhile, across the vast non-Western, collectivist territories, the family model of (total) interdependence thrives. 

Here, extended families and high fertility levels abound. 

Children are valued for both emotional and utilitarian reasons, shouldering the responsibility of supporting the family and caring for their elders. 

Material and emotional interdependencies reign, as personal autonomy takes a backseat.

The model of emotional interdependence, on the other hand, is a synthesis of these contrasting models.

As modernization processes sweep through interdependent family cultures, material interdependencies wane, and traditional hierarchies crumble. 

Yet, emotional closeness and relationship orientation remain, fostering a balance where personal autonomy coexists harmoniously with family bonds.

Results

Using these models, researchers studied two generations of three diverse cultures – Germany, Turkey, and India.

A total of 919 mother-adolescent dyads were submitted to the study.

Three distinct clusters were revealed, each representing a distinct family model: independence, interdependence, and the synthesis of the two, emotional interdependence. 

The discovery of this emotionally interdependent value pattern was an empirically groundbreaking validation of family change theory.

The second significant revelation came from the comparisons across cultures, social strata, and regions within Turkey and India. 

As anticipated by family change theory, the preferences for these family models differed significantly among the three cultures and even within regions and generations. 

The allure of specific family models appeared to be influenced by cultural backgrounds and the ever-evolving societal landscape.

The third key insight emerged from the examination of intergenerational value similarity within families. 

The study revealed that while there was significant similarity in family models across cultures, the level of generational resemblance was not extraordinarily high. 

This suggests that family models are subject to relative transmission within individual families, offering insights into the complexities of cultural stability and change.

However, what truly captivated the researchers was the family model of emotional interdependence. 

It blended emotional and material interdependencies, presenting a compelling transitional phenomenon. 

In this model, family members emphasized strong emotional bonds, while material interdependencies (and traditional hierarchies) seemed to wane due to the impact of modernization processes. 

This balance of emotional closeness and rising autonomy orientation challenged conventional assumptions, hinting at the possibility of evolving family dynamics.

While the cross-sectional design of the study presented some limitations, it offered a fascinating glimpse into the cultural traditions and societal changes within families. 

The intriguing question of whether the family model of emotional interdependence might eventually lead to the independent family model opens up new horizons for future research.

Norms & Folkways: Right vs. Rude

Have you ever worn your outdoor shoes indoors in Japan?

Have you ever been ten minutes late for a meeting in Switzerland?

If so, then you’ve infringed on these two nations’ norms – and, specifically, on their folkways.

Folkways are norms that are traditional customs or conventional standards that a culture deems socially acceptable.

Folkways distinguish between what is considered right and what is considered rude. Right and rude are both based upon cultural values.

Paying the Tab

Say, you’re visiting your Chinese friends in Chengdu. They invite you out for a meal, and you pull out your wallet to pay your tab.

This would be considered rude in Chinese culture. The host paying for the group tab is their folkway.

  • Westerner Cultures – usually expect to pay for themselves, unless otherwise agreed upon. This ties in with the Western values of independence and individualism.
  • Eastern Cultures – usually consider it an honor for one individual to pay for the entire tab. Honor is a greatly valued characteristic in Chinese and other Eastern societies.

Shaking Hands

You may be thinking, “How many ways are there to shake a hand?”

In fact, handshakes have distinctly different folkways across cultures.

  • Western Cultures – a firm handshake and eye contact is an appropriate greeting in many Western cultures, with the dominant hand being extended.
  • Asian Cultures – a two-handed shake is a sign of respect, while a one-hand shake is considered both very rude and superior.
  • Middle Eastern Cultures – no one shakes with the left hand, as it’s considered “unclean”; if you go in for a left-handed shake, it’s looked at as an insult. It is also inappropriate for the opposite sex to shake hands.

Waiting in Line

While waiting in line might seem like it’s a universal norm, it certainly isn’t.

  • Some Western Cultures – queue up in a straight line. It’s considered polite. If you try to cut, you might be shouted at or, at the very least, glared at. Places like Canada, the US, Britain, and Switzerland take queue etiquette more seriously than others.
  • Some European Cultures – queue more loosely. In fact, the queue looks more like milling about. Russians, Germans, and Italians, for instance, are not known for their strict queuing skills.
  • Some Asian Cultures – do not strictly queue either. China and India, for instance, don’t abide by the queue. Japan is one of the exceptions.

Right vs. Rude

While neither paying the tab, shaking hands the wrong way, nor cutting in line is considered taboo (another variety of social norm which we’ll talk about later), you may be considered rude if you don’t follow these cultural folkways.

Folkways distinguish between rude and right behavior. They define proper etiquette and politeness. And they inflict a social pressure on individuals to behave and interact according to the accepted folkways of the society.

The difference between folkways and the other norms we will soon talk about is that serious consequences are unlikely to result from any violation of this type of cultural norm. More often, you’ll just be considered impolite.

Social Power Structures & Business Culture: Where are You in the Pecking Order?

Can you question authority in your company? Are you allowed to talk to your boss…look at him/her directly? If you’re on the low end of the pecking order, is your voice heard?

If you answered ‘yes’ to these questions, you’re probably working in a Western company culture.

If you answered ‘no,’ you’re probably in the East.

We’ve been talking about the differences between individualist cultures and collectivist cultures for the past two weeks. Now, let’s take a peek at what happens in a business, East vs. West.

Social Power Structures

Social power structures are one of the most obvious contrasts between the East and the West.

The East centers around a hierarchical structure. Think of it as a building with no stairs. Only floors. Those in a higher position of power socialize at the top level, and those in a lower position of power socialize at the bottom. There is no crossing between the floors. There are social barriers. And, in fact, one might lose face if they mingled with a lower class.

The West, on the other hand, has an egalitarian structure. There are stairs and elevators in the building, and everyone from CEOs to janitors is welcome to cross between. Conversation is much looser and less formal. Inclusiveness is important. And you could argue that those who are able to talk to everyone on their level with grace, treating all with dignity and respect, would gain face doing so.

Social power structures are deeply ingrained in a culture. In the West, the homeless may be invisible to most, but they have a voice to others. In the East, they are invisible and voiceless to all.

Innovation & Business Culture

Ambition and initiative are also Western values which, if imitated in the East, would not go over so well.

For instance, say you’re a newbie at a company. You’ve got a brilliant new idea that will speed productivity sevenfold. You present it to upper management, without prompt, during a morning meeting.

Would you a) be rewarded, or b) be shunned?

In Western companies, this free-thinking initiative would be viewed positively. Ambition is, more often than not, a valued trait in the West.

In Eastern companies, a newbie trying to crack through the hierarchy would be seen as disobedient and, perhaps, a bit dangerous to upper management. This is due to the top-heavy concentration of power. Those in the lower ranks who try to “prove” themselves are putting a toe out of line, breaking the harmony. And they’d lose face because of it.

Cross-Cultural Environment

If you intend to work in a cross-cultural environment, knowing the values of the culture in which you’ll be working – especially the social power structures and business culture – will improve your chances of success.

Knowing these intricacies of culture will help you not to lose face before you even gain one.

What Makes a ‘Face’: Losing Face, East vs. West

When you hear the term “losing face,” more often than not, you associate it with Eastern cultures. But people of every culture have “face” that they can either lose or save.

Basically, “face” is pride, esteem, and reputation, which is interpreted and determined in different ways, depending on the culture in which you live. Face is, in short, the idea that you must behave or achieve in a certain manner to preserve your image. What makes up your “face” and how to “save” it depends on what your culture values.

Face: East

Tradition is greatly emphasized in Eastern cultures, and face can be had by birth (i.e. if you were born into a family of status or wealth).

Last week, we talked about how collectivist societies tend to value group harmony over individualism. Personal ambition or success is much less important than improving the whole.

This prevents individualist characteristics from being fostered from youth. For instance, I’ve been told by Chinese students that they receive lower marks or fails on essays or exams if they contradict the teacher’s opinion or the culturally accepted sentiment on any given topic, no matter how well argued. For this reason and for similar standards set during primary socialization, you find fewer who will “rock the boat,” so to speak, in collectivist countries than you might in their capitalist counterparts.

Individualism is considered much more radical in places like China. It is not embraced, and those who are unconventional and break the mold are thought to be aggressive. Due to the fact that harmony is of the utmost importance to collectivist cultures, anyone considered disharmonious would lose face under this set of cultural values.

Face: West

Western cultural values lie in individualism and independence. They’re also geared toward innovation and so embrace change more readily over tradition.

And in the West, you must earn your face. It isn’t given to you. Even if you’re born into a wealthy family or a family of status, more often than not, you must prove yourself to establish a face.

To make your face, you must make yourself. And to do so in an individualist culture, you must stand out from the crowd. You can do this through professional/personal success or achievement, status, wealth, etc. And once you obtain a certain level of recognition, whether in your town or nationwide, whether in your company or your industry, you must reassert your voice regularly to maintain face.

What can make a Western person of stature lose face?

Disgrace can. Disgrace paramount to much of what is going on in America right now, with sexual assault and harassment scandals knocking down titans of entertainment, politics, and industry. This is just one of the things that can make a Westerner lose face.

Can Face Be Restored?

Face can be restored only through drastic measures in collectivist cultures. In the East, once one’s reputation has been damaged, it’s nearly impossible to recover. As put by sociologist Marcel Mauss, in such cultures, “to lose one’s face is to lose one’s spirit.” It’s better to avoid such face-destroying conflict, altogether.

In Western cultures, if face is lost, it can be more readily restored. In fact, many cheer comebacks, and the restoration of a good reputation might even be considered inspirational by some.

Whether face is restored or not, the loss of it cuts deep in any culture.

Next week, we’ll continue contrasting Eastern and the Western values by discussing the differences in social power structures and business culture. Stay tuned.

How Cultural Values Inform Communication

You are an individualist. Your goal in life is to succeed on your own. To seek out your fortune, using your own talents, your own mind. Individual achievement is paramount to your self-actualization and identity. You believe you have your own voice. You use it. You speak out, directly and without hesitation.

You are a collectivist. Your goal in life is to succeed as a group. To seek out the fair share for all, utilizing everyone’s talents, with a group mindset. Collective achievement is paramount to the group’s well-being. You believe in group think. You speak when expected to, indirectly and with caution.

There are outliers in any culture but, in general, these are the differences between Eastern and Western communication. And it all comes back to the values that inform our behaviors.

What Drives Western Cultures?

“If freedom of speech is taken away, then dumb and silent we may be led, like sheep to the slaughter.” – George Washington

Capitalism and freedom are often the driving factors behind Western cultures. Democracy, free speech, individualism – these values inform the West’s cultural behaviors.

Western communication is direct, clear, and concrete. There’s nothing ambiguous about it; no beating around the bush or mincing of words. The meaning of speech isn’t often lost in a sea of vague undertones or unspoken “understandings.” Nothing is implied or inferred when it comes to business communication. Both parties are taken at their word.

To put it simply, the cards are on the table.

What Drives Eastern Cultures?

“If what one has to say is not better than silence, then one should keep silent.” – Confucius

Collectivism (and in some cases, communism) and harmony are often the driving factors behind Eastern cultures. These values inform the East’s cultural behaviors.

There’s a don’t-rock-the-boat mentality in some Eastern cultures. So, when it comes to communication, they find the straight-shooting of Western cultures ill-mannered.

Nonverbal and indirect communication is favored by many Eastern societies. This is because the group’s entire harmony, as opposed to individualism, is valued.

But this harmony may only play out in words, not necessarily in actions.

For instance, in Chinese culture, a colleague may tell you he’ll have his work in by a certain deadline, but then fail to do so. He may not even have intended to meet this deadline when he claimed he would.

While this might seem to Westerners a form of deceit, it’s more often done to maintain a surface level of harmony than to lie. Others in the culture would understand that their colleagues’ actions wouldn’t necessarily align with their words. This is accepted.

The fact is, the culture knows itself. A direct “no, I can’t get you that by deadline” upsets the balance – an unharmonious response that would make one “lose face.” And so, whether the colleague will keep his word isn’t the issue; the surface harmony is. Therefore, inconsistency is anticipated and accepted by all, so that the relationship may be preserved.

East vs. West Communication

If communication was a body of water, then the Eastern sea would be a glassy surface with plenty of disturbances below, whereas thousands, millions of raindrops would make their mark on the surface of the Western sea, with some waves, and even maybe a hurricane or two.

Either way, when the two seas meet, both sides can be frustrated with the differences in communication styles. Some may even “lose face,” which we’ll talk about next week.